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Regulation

FintechNews RoundupRegulationUSA
·Nov. 29, 2016

Thomas Curry Expected to Announce Details of Fintech Charter on Friday

In September, Comptroller of the Currency Thomas Curry discussed his proposal for fintech regulation which he said would likely include a fintech charter; on Friday, Thomas Curry is expected to announce his plans for the fintech charter; potential provisions to be included with the fintech charter announcement include receivership powers which would provide support from the government if capital funding fails.  Source

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British flag
Europe
·Aug. 31, 2022

UK launches CBDC pilot

Their website mentions names such as 'digital sterling' or 'Britcoin' and emphasizes the difference between CBCDs and cryptocurrencies.

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Phil Goldfeder, CEO of the American Fintech Council
Regulation
·Nov. 15, 2023

Lessons Learned at the American Fintech Council’s 2023 Policy Summit in DC

The American Fintech Council Policy Summit in Washington DC brought together fintech, banking and government leaders for a full day of learning and networking.
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SEC Regulation
Regulation
·Sep. 16, 2021

Senate banking hearing grills Gensler on SEC regs, crypto, retail investing, and more

Gensler said his biggest worry about the equity market was competition and consolidation. While retail investing has taken off, the PFOF that enables it is ripe for conflict of interest.

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News RoundupOnline LendingRegulation
·Jan. 17, 2017

Further Insight on the FCA’s Authorization Process

As of January 2017 the Financial Conduct Authority (FCA) has fully authorized ten peer-to-peer lenders, according to AltFi, while the remainder of the industry operates with interim approvals; AltFi speculates on some of the characteristics of the authorized and interim lenders; of the authorized firms, Folk2Folk is the largest with originations of approximately 100 million British pounds ($120.44 million); the UK's largest platforms including Zopa, RateSetter and Funding Circle still have not been approved; loans from these lenders are primarily unsecured; characteristics identified by AltFi as issues for the FCA include: pre-funding, collective investment, auto-investing and institutional investment.  Source

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Klarna Device
Europe
·May. 17, 2022

Klarna to report credit scores starting in June

Buy now, pay later (BNPL) giant Klarna will start reporting data on customers' usage of its products to credit bureaus in the UK.
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Regulation
·May. 9, 2023

The trends shaping identity verification

Digital ID verification tools must respond quickly and accurately, even as fraudster methods change, Sumsubs's chief legal officer says.
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EuropeFintechNews RoundupRegulation
·Feb. 10, 2017

UK Government Proceeding with Initiative on Fintech Regulation

Chancellor Hammond and the newly established fintech delivery panel will meet in February to discuss the fintech industry; the group's purpose is to drive fintech specific policy recommendations for the UK; 24 industry experts will attend the February meeting including representatives from Funding Circle, Seedrs and MarketInvoice; on April 12 the UK government will also hold the International FinTech Conference in London to connect domestic and international investors with the UK's fintech market.  Source

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News RoundupOnline LendingRegulationUSA
·Dec. 7, 2016

New Law in New York Providing More Support for Transparency in Online Lending

A new law has passed in New York to provide support for online lending; the law includes direction for the development of an outreach campaign that will educate small businesses about marketplace lending; educational materials will come from the Department of Economic Development and the Department of Financial Services and will include simple language detailing potential costs and risks including the disclosure of percentage rates, fees, charges and early repayment options.  Source

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News RoundupOnline LendingRegulation
·Dec. 27, 2016

Key Factors for Marketplace Lending in 2017

PricewaterhouseCoopers' DeNovo team says transparency, credibility and evolving business models will be key factors for marketplace lending in 2017; increased disclosures and new solutions for data analytics are expected to help transparency while also improving confidence and credibility; new regulations will also be an important factor for the landscape overall, potentially creating new business requirements while also validating funding sources; the DeNovo team also cites potentially lower investment taxes from House Speaker Paul Ryan's "A Better Way" plan and expansion to broader lending categories as important for the new year; in 2017 funding disbursement is also expected to come from a wider range of sources with securitization in the lead; originations overall in 2016 are down 4.9% through September at $7.8 billion versus $8.2 billion in 2015 while securitizations have increased by 80% at $5.4 billion versus $3.0 billion in 2015 according to Orchard.  Source

 

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